Thin Dielectric Film Theory
Thin dielectric films can be used to change the reflection and transmission coefficients at boundaries. Individual dielectric layers can be applied to a boundary by using the Thin Dielectric Film subnode, which can be added to the Material Discontinuity and Wall nodes. The Thin Dielectric Film subnode can be added to the same boundary multiple times to create multilayer films. In general, the thickness of these thin dielectric films is comparable in magnitude to the wavelength of the rays; a minimum requirement is that the thickness of each layer is much less than the coherence length of the incident rays.
Computing the Fresnel Coefficients of Boundaries with Thin Dielectric Films
When the Thin Dielectric Film feature is used to model dielectric layers, the equivalent Fresnel coefficients for ray propagation through the layer are computed using a recursive algorithm. These equivalent Fresnel coefficients are, in general, complex-valued reflection and transmission coefficients that account for the phase delay and amplitude change in the reflected and transmitted rays resulting from the multiple reflections that the ray undergoes within the dielectric layer, all of which are considered to be coherent with each other. As these multiple reflected and refracted rays propagate into the domains adjacent to the film, they can interfere constructively or destructively with each other, which affects the total electric field amplitude that propagates into each domain. This is illustrated in Figure 3-3 below. Due to the rays’ capability to interfere constructively or destructively with each other, the optical thickness of the thin film has a significant effect on the amplitude and phase of the reflected and refracted rays.
Figure 3-3: One incident ray enters a thin dielectric film and produces a large number of coherent reflected and refracted rays in the adjacent semi-infinite media. These rays can interfere constructively or destructively with each other.
Consider, as shown above, a thin film of thickness d and refractive index n2 bounded by semi-infinite domains with refractive indices n1 and n3. Also consider a linearly polarized ray with electric field amplitude E0 that propagates through the domain of refractive index n1 and interacts with the thin film. Let the coefficients of refraction and transmission for a ray moving from the domain of refractive index na to the domain of refractive index nb be denoted rab and tab, respectively. When the ray arrives at the film, the refracted ray undergoes a series of reflections at the boundaries between the film and either adjacent domain. Following Ref. 2, the amplitudes of the refracted rays in either domain form a pair of converging geometric series with sums
for rays returning to the domain of refractive index n1, and
for rays entering the domain of refractive index n3. The angle β is the phase delay that is introduced when a ray propagates from one surface of the film to the other,
(3-2)
where λ0 is the free-space wavelength and θ2 is the angle between the wave vector of a ray within the thin film and the normal to the film. The dielectric film can be modeled as a material discontinuity with transmission and reflection coefficients teq = E3 / E0 and req = E1 / E0.
Several derivations for the equivalent Fresnel coefficients are also given by Heavens in Ref. 8, including recursive algorithms and matrix formulations. However, the sign conventions and symbols used in this section have been selected to be consistent with Born and Wolf (Ref. 2) and therefore differ from those in Ref. 8.
Automatic Setup of Single-Layer Films
The Material Discontinuity node includes options for automatic setup of single-layer films with specified reflectance r or transmittance t. In either case the layers are assumed to be non-absorbing, so that = 1.
The specified reflectance R of a thin film with refractive index n is valid only for certain values of the angle of incidence θi and free-space wavelength λ0. After computing the Fresnel coefficients for rays entering and leaving the layer, the reflectance can be expressed as
Solving this expression for β and substituting the result into Equation 3-2 yields
For nonzero angles of incidence, the layer thickness that yields a specified reflectance or transmittance depends on the ray polarization. The coefficients of reflection for rays propagating into or out of the layer are either those for S- or P-polarized radiation, depending on the selected option in the Specified film behavior applies to list.
Automatic Setup of Anti-Reflective Coatings
It is often desirable to apply anti-reflective coatings at material discontinuities to minimize the intensity of reflected rays. The most general way to apply an anti-reflective coating is to select Add layers to surface or Add layers to surface, repeating from the Thin dielectric films on boundary list, then to add one or more Thin Dielectric Film subnodes to the Material Discontinuity node. Alternatively, the refractive index and thickness of a single-layer anti-reflective coating can be computed automatically by selecting Anti-reflective coating from the list.
For oblique incidence, the refractive index of the ideal single-layer coating differs for s- and p-polarized rays. For s-polarized rays, the refractive index n2 of a film between media with refractive indices n1 and n3 is
For p-polarized rays, the refractive index is
where
Either equation returns the value of n2 for which r12 = r23 for rays of the specified polarization at the specified angle of incidence. An ideal anti-reflective coating is obtained when the magnitude of the equivalent reflection coefficient is 0. This can be obtained when r12 = r23 and the phase delay δ is equal to π/2. Substituting this requirement into Equation 3-2 yields an expression for d:
Setup of Repeating Multilayer Films
It is possible to identify a unit cell consisting of a small number of thin dielectric films and to repeat these layers a specified number of times. To set up repeating multilayer films, select Add layers to surface, repeating from the Thin dielectric films on boundary list.
Select the Repeat layer in multilayer films check box in the Repeating Multilayer Films section of the Thin Dielectric Film settings window to include the layer in the unit cell of a repeating multilayer film. It is possible to include some layers in the unit cell while excluding others. This could be used, for example, to ensure that a repeating multilayer film begins and ends with the same layer, since in this case the last layer is not included in any unit cell. However, the Thin Dielectric Film nodes for all layers in the unit cell must be adjacent to each other in the Model Builder.
Enter a value or expression for the Number of repeating unit cells N in the Material Discontinuity settings window. If there are x Thin Dielectric Film nodes in which the Repeat layer in multilayer films check box is selected and y Thin Dielectric Film nodes in which the Repeat layer in multilayer films check box is cleared, the total number of dielectric layers in the multilayer film Nt will be Nx + y.
The recursive algorithm described in the section Computing the Fresnel Coefficients of Boundaries with Thin Dielectric Films is not well-suited to the calculation of the effective Fresnel coefficients for an extremely large number of thin dielectric films. Instead, the following approach is used, in which the equivalent Fresnel coefficients are expressed in terms of the product of a large number of 2-by-2 matrices.
Let the electric field amplitude of the incident, reflected, and transmitted rays entering layer m be denoted , , and , respectively, where . The ratios of the incoming and outgoing electric field amplitudes in consecutive layers m and m+1 are
Where Cm is a 2-by-2 matrix:
where δm-1 is the phase shift within the layer, with δ0 = 0.
For a multilayer film containing Nt layers including N unit cells, the relationship between the incoming and outgoing electric field amplitudes can be expressed using the product of Nt + 1 matrices and Nt + 1 transmission coefficients:
To simplify the matrix multiplication, the product of the matrices can be expressed in the form
where Cin is the product of the matrices for all layers prior to the unit cell, Cout is the product of the matrices for all layers following the unit cell, and Ccell is the matrix for all layers within one unit cell, including the interface between one unit cell and the next. Next an eigenvalue decomposition is performed on Ccell:
where D is a diagonal matrix with nonzero elements D11 and D22. The ratio of the incoming and outgoing electric field amplitudes can then be expressed as
Because there is no reflected ray beyond the last dielectric layer, and the equivalent Fresnel coefficients of the multilayer film can now be obtained: